ISSN 2096-4498

   CN 44-1745/U

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Tunnel Construction ›› 2025, Vol. 45 ›› Issue (S1): 113-124.DOI: 10.3973/j.issn.2096-4498.2025.S1.013

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Prediction of Deep and Large Shaft Deformation Based on Multi-Output Machine Learning Model

LIN Huasheng1, TANG Xinwei1, *, NIE Ding2, HUANG Wenmin3, SONG Danqing1   

  1. (1. School of Civil Engineering and Transportation, South China University of Technology, Guangzhou 510640, Guangdong, China; 2. China Institute of Water Resources and Hydropower Research, Beijing 100038, China; 3. Guangdong Hydropower Planning and Design Institute Co., Ltd., Guangzhou 510635, Guangdong, China)
  • Online:2025-07-15 Published:2025-07-15

Abstract: Herein, a method characterizing the spatial effects of deep large-diameter shaft structures in water resource allocation projects is established. Based on a three-dimensional finite element model, a database is constructed to capture the influence of typical geological conditions and structural dimensions on shaft deformation. To further predict the overall structural deformation during the construction process, a multi-output prediction model for shaft displacement is proposed. Two algorithms, gradient boosting trees and random forest, are selected, and three combinations of single-target models, multi-output models, and regressor chain models are employed. This results in the creation of six prediction models: single-target gradient boosting, multi-output gradient boosting (MO-GB), regressor chain gradient boosting, single-target random forest, multi-output random forest, and regressor chain random forest. The results indicate that: (1) The MO-GB model considers multiple prediction indicators, and its corresponding maximum deformation ERMS is 0.457, smaller than other models; it performs the best in terms of predictive accuracy, with a determination value R2 for maximum displacement and its corresponding location exceeds 0.98. (2) The maximum deformation value and its corresponding location using MO-GB model align well with three-dimensional finite element model results, providing guidance for design of shaft structure.

Key words: deep and large shaft, spatial foundation pit model, gradient boosting algorithm, multi-output, deformation prediction