ISSN 2096-4498

   CN 44-1745/U

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Tunnel Construction ›› 2026, Vol. 46 ›› Issue (7): 1546-1558.DOI: 10.3973/j.issn.2096-4498.2026.07.015

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Strain-Softening Behavior of Surrounding Rock in Caverns With High Internal Pressure Based on Hoek-Brown Strength Criterion

ZHANG Shishu1, DENG Xingfu1, YANG Xingyi1, XU Chen2, 3, 4, XIA Caichu2, 3, 4   

  1. (1. PowerChina Chengdu Engineering Corporation Limited, Chengdu 611130, Sichuan, China; 2. Zhejiang Key Laboratory of Rock Mechanics and Geohazards, Institute of Rock Mechanics, Ningbo University, Ningbo 315211, Zhejiang, China; 3. Ningbo Key Laboratory of Energy Geostructure, Ningbo University, Ningbo 315211, Zhejiang, China; 4. State Key Laboratory of Intelligent Deep Metal Mining and Equipment, Institute of Rock Mechanics, Ningbo University, Ningbo 315211, Zhejiang, China)
  • Online:2026-07-20 Published:2026-07-20

Abstract: Construction of compressed air energy storage caverns in deep, medium-to-soft rocks requires consideration of the strain-softening characteristics of the rock mass, a critical factor that cannot be overlooked in cavern structural design. To improve the predictive accuracy of surrounding rock deformation during cavern operation, a numerical method for the mechanical response of surrounding rock in high-pressure caverns was proposed based on the Hoek-Brown criterion. It is crucial to distinguish between strain-softening mechanisms during the excavation phase and those during the high-pressure operational phase. A stress path for the cavern’s surrounding rock was presented, incorporating the bidirectional strain-softening characteristics of the rock mass. The influence of surrounding rock quality grade and softening degree on the stress path was investigated. Results indicate the following: (1) Stress within the plastic zone of the rock mass correlates closely with its strength values. Compared with scenarios in which strain-softening is not considered, incorporating strain-softening leads to markedly different stress distributions. During the excavation phase, circumferential stresses within the plastic zone decrease, whereas during the high-pressure gas storage phase, these stresses increase considerably. (2) Incorporating strain-softening substantially increases rock mass displacement and considerably expands the plastic zone. The rate of increase in the radius of the plastic zone accelerates during the plastic expansion phase. (3) Rock mass deformation is a critical parameter in the design of high-internal-pressure cavern linings. (4) Therefore, the strain-softening characteristics of Grade Ⅲ or poorer rock masses must be taken into account during the structural design of high-internal-pressure underground caverns.

Key words: compressed air energy storage, surrounding rock, bidirectional strain-softening, stress path, Hoek-Brown strength criterion