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隧道建设(中英文) ›› 2026, Vol. 46 ›› Issue (2): 359-370.DOI: 10.3973/j.issn.2096-4498.2026.02.011

• 地质与勘察 • 上一篇    下一篇

基于神经网络与密度峰值聚类的岩体结构面智能识别方法

陈卓1, 张晓平1, *, 解玄1, 刘勇斌2, 王坤3, 苏鹏3   

  1. (1. 武汉大学土木建筑工程学院, 湖北 武汉 430072; 2. 长江勘测规划设计研究有限责任公司, 湖北 武汉 430010; 3. 中国电建集团贵阳勘测设计研究院有限公司, 贵州 贵阳 550081)
  • 出版日期:2026-02-20 发布日期:2026-02-20
  • 作者简介:陈卓(2002—),男,山西临汾人,武汉大学岩土工程专业在读硕士,研究方向为隧道掌子面岩体结构面识别。E-mail: 3182174762@qq.com。*通信作者: 张晓平, E-mail: jxhkzhang@163.com。

Intelligent Recognition Method for Rock Discontinuities Based on Neural Network and Density Peak Clustering

CHEN Zhuo1, ZHANG Xiaoping1, *, XIE Xuan1, LIU Yongbin2, WANG Kun3, SU Peng3   

  1. (1. School of Civil Engineering, Wuhan University, Wuhan 430072, Hubei, China; 2. Changjiang Survey, Planning, Design and Research Co., Ltd., Wuhan 430010, Hubei, China; 3. PowerChina Guiyang Engineering Corporation Limited, Guiyang 550081, Guizhou, China)
  • Online:2026-02-20 Published:2026-02-20

摘要: 为解决现有算法在处理不同特征点云时存在普适性不足、效率低下、难以应用于工程实际的问题,提出一种基于神经网络的岩体结构面智能识别方法,具体包括4个步骤。首先,对原始点云进行标准化预处理操作,并人工选取具有代表性的特征区域,以构建高质量的训练样本集; 其次,采用CFSFDP(clustering by fast search and find of density peaks)聚类算法为样本生成标签; 再次,构建并训练多层感知机(multilayer perceptron,MLP)模型和多层卷积神经网络(multi-layer convolutional neural network,MCNN)模型,输入全尺度点云的点法向量进行结构面粗识别,并对2种模型进行比选分析; 最后,使用HDBSCAN(hierarchical density-based spatial clustering of applications with noise)算法对分类结果进行细化与产状计算。结果表明: 1)采用多层感知机模型处理简单结构面时具有较高的处理速度,而卷积神经网络模型在处理复杂、非均匀点云时展现出更高的分类精度。2)与聚类方法相比,该方法计算时间提升25%~50%,能够有效解决传统算法无法适用于不同复杂点云的问题,且具有很强的鲁棒性。

关键词: 三维点云, 岩体结构面, 多层感知机模型, 卷积神经网络, 智能识别

Abstract: Existing algorithms for recognizing rock discontinuities exhibit several limitations, including inadequate universality across diverse point cloud features, low computational efficiency, and limited applicability in engineering practice. To address these issues, an intelligent method based on neural networks is proposed. First, raw point cloud data are standardized through preprocessing, and representative feature regions are manually selected to construct a high-quality training dataset. Second, the clustering by fast search and find of density peaks (CFSFDP) algorithm is employed to generate sample labels. Third, a multilayer perceptron (MLP) model and a multilayer convolutional neural network (MCNN) model are constructed and trained. These models use point normals from the full-scale point cloud as input for preliminary discontinuity classification, and their performance is comparatively analyzed. Finally, the hierarchical density-based spatial clustering of applications with noise (HDBSCAN) algorithm is applied to refine the classification results and to calculate the spatial orientations of the discontinuities. Experimental and comparative results demonstrate that (1) the MLP model provides higher processing speed for simple discontinuity structures, whereas the MCNN model achieves higher classification accuracy for complex and nonuniform point clouds; and (2) compared with traditional clustering methods, the proposed approach reduces computational time by 25%-50% while effectively overcoming the limitations of conventional algorithms in heterogeneous geological environments, demonstrating strong robustness.

Key words: three-dimensional point cloud, rock discontinuities, multilayer perceptron model, convolutional neural network, intelligent recognition